SEC Stories - Page 2

Australian Stories

SEC stories

Openmarkets in USD $300m SPAC merger for Nasdaq listing

Sydney-based Openmarkets to go public on Nasdaq via USD $300m SPAC merger with Lake Superior, targeting completion in 2026.

By Karen Joy Bacudo • 3 min read • Wed, 28th Jan 2026

Crypto

Trusted fintechs key to bridging traditional and decentralised finance

Trusted fintechs are crucial to bridging traditional and decentralised finance, enabling faster, transparent access to digital assets for all investors.

By Dan Jowett • 4 min read • Thu, 20th Nov 2025

Global Stories

SEC stories

Data Protection

Dtcc expands cloud first push with AWS & Microsoft

Some of DTCC’s most critical clearing systems will move to the public cloud for the first time after US regulator approval.

By Sean Mitchell • 4 min read • Fri, 17th Apr 2026

Blockchain

Nasdaq unveils issuer-led tokenised share framework

Nasdaq sets out equity token blueprint to let companies issue on-chain shares while preserving control, rights and US regulatory status.

By Karen Joy Bacudo • 4 min read • Wed, 11th Mar 2026

Firewalls

Xiid & Cytex link AI governance with zero trust access

Xiid and Cytex join forces to fuse AI governance with zero trust access, targeting shrinking attack paths and stricter cyber regulation.

By Catherine Knowles • 4 min read • Sun, 15th Feb 2026

Customer Relationship Management

ZeroDrift raises USD $2m to power real-time compliance

ZeroDrift emerges from stealth with USD $2m to automate real-time compliance checks on outbound communications in regulated industries.

By Sofiah Nichole Salivio • 4 min read • Wed, 11th Feb 2026

Crypto

DTCC to tokenise US Treasuries with Digital Asset, Canton

DTCC will tokenise US Treasuries on the Canton Network with Digital Asset, aiming for an MVP in 2026 as part of a multi-year roadmap.

By Sofiah Nichole Salivio • 4 min read • Tue, 13th Jan 2026

Fintech

DTCC & BNY launch new Collateral-in-Lieu repo service

DTCC and BNY unveil Collateral-in-Lieu cleared repo service, aiming to cut double-margining and boost buy-side access before 2027 rules.

By Karen Joy Bacudo • 4 min read • Tue, 13th Jan 2026

Fintech

REGnosys flags 2026 regtech surge as London faces rivals

REGnosys warns of a fresh 2026 regtech wave as global rule rewrites loom and London fights to defend its fintech edge from rising rivals.

By Sofiah Nichole Salivio • 4 min read • Mon, 12th Jan 2026

Digital Transformation

Private markets race to modernise tech amid AI & rules

AI, data and 'governance intelligence' set to transform private markets as regulators, LPs and retail investors demand real-time transparency.

By Mark Tarre • 6 min read • Fri, 9th Jan 2026

Fintech

Aspire secures key licences for global fintech rollout

Singapore fintech Aspire wins key licences in Australia, Europe and the US, paving the way for a global rollout of its business finance platform.

By Catherine Knowles • 4 min read • Fri, 19th Dec 2025

Risk & Compliance

Why is digital regulatory reporting implementation crucial for compliance

Financial firms face rising fines and must adopt digital regulatory reporting to ensure compliance, cut costs and boost operational resilience in 2024 and beyond.

By Laurent-Olivier Labeis • 4 min read • Thu, 20th Nov 2025

Risk & Compliance

FICC proposes Collateral-in-Lieu service to cut double-margining

FICC proposes new Collateral-in-Lieu service to cut double-margining, boosting capital and margin efficiency ahead of US Treasury Clearing mandate compliance.

By Catherine Knowles • 3 min read • Thu, 4th Sep 2025

Stories from Other Regions

SEC stories

Digital Transformation

QuSecure appoints Tom Lounibos as strategic advisor

Demand for quantum-safe encryption is accelerating as regulators and large enterprises race to replace vulnerable standards before quantum threats emerge.

By Mark Tarre • 3 min read • Sat, 11th Apr 2026